menu icon
close

The Five Focusing Steps in Practice: “1 – Identify”

By Bernard Milian
This image represents the five-step process of the Theory of Constraints (TOC), displayed in a circular diagram. The central circle reads "TOC Theory of Constraints." Around it, five sequential steps are labeled: 1) Identify, 2) Exploit, 3) Subordinate, 4) Elevate, and 5) Repeat, with arrows linking each step to the next in a continuous loop. The design uses a blue and orange color scheme.

Are you familiar with the “five focusing steps”? This approach is at the heart of the Theory of Constraints (TOC), the school of thought initiated by Dr. Eli Goldratt, author of the bestseller The Goal.

The “Five Focusing Steps” are a counterpart to Deming’s PDCA – Plan Do Check Act: they are five steps for driving the improvement process. In this case, the idea is to consider a complete system – for example, the manufacturing flows in a factory – and focus on the critical steps or resources to improve the system as a whole.

TOC covers a broad field of application and is rich in concepts: the neophyte can quickly get lost and encounter difficulties in translating concepts into practical actions. In Intuiflow’s workshop management tools, we have developed solutions to make this approach easy to implement and sustainable. Let’s take a look:

1. Identify the Constraint

This step involves system constraint identification. Take, for example, a set of production flows in a workshop. What is the constraint, or what are the constraints?

It’s not always easy to see the constraint, especially in a “job shop” environment, where technological resources are shared by several routings. This identification of the constraint can be blurred by cognitive biases and divergent opinions. I recall a sheet-metal workshop where everyone was focused on welding operations. However, a slower, less noticeable manufacturing stage was actually the bottleneck, preventing on-time delivery.

To actualize constraint identification in Intuiflow, we use two key tools: the system load graph and process mining analysis.

System Load Graph

We start by defining the opening times and efficiencies of each work center to parameterize their capacity, calibrated to the demonstrated capacity.

We run the scheduling/load calculation at infinite capacity and summarize the load/capacity ratio over a given time horizon, say the next eight weeks, in the form of a system load graph.

This image is a horizontal bar chart titled "Percentage of Load over Date Range." The x-axis represents "Load Percentage," with values extending beyond 200%. A vertical red dashed line appears at the 100% mark, indicating a threshold. The y-axis lists various labels (e.g., QPAM, BZTE, QFML) corresponding to the bars, each of different lengths, showing the load percentage for each category. The longest bar corresponds to the highest load percentage, while shorter bars indicate lower percentages. The overall design is minimalist, with muted gray tones for the bars.

This graph shows us, at infinite capacity, which resources are overloaded. One by one, we define these resources as constraints and run finite capacity scheduling on these constraints.

In a few iterations, we realize that by finite capacity controlling three of the workshop’s resources, we can effectively control most of the workshop’s manufacturing flows. These are likely the three resources to be constrained.

This image is a horizontal bar chart titled "Percentage of Load over Date Range." The x-axis represents "Load Percentage," with values ranging from 0 to 110%, while the y-axis displays different category labels (e.g., GPMH, STLT, SAM). A vertical red dashed line marks the 100% threshold, indicating the ideal or target load percentage. The chart shows bars of varying lengths corresponding to the load percentages for each category, with the longest bar surpassing 100%. The color scheme is muted, with most bars in light gray, while some categories (e.g., STLT and GPMH) are highlighted in light blue.

Process Mining Analysis

The second key tool we implement is process mining analysis. This analysis is based on transaction histories for routing operations, such as production orders over the last twelve months.

Through process mining, we visualize the flow lines (similar to a VSM) and see the queues we’ve experienced in recent months. A queue often forms before a constraint, creating a traffic jam before the bottleneck.

The graph below illustrates this type of analysis. Beyond identifying queues, this approach helps measure variability. An average queue of five days can reveal that some orders pass in a few hours while others take weeks, signaling a lack of control and proper management processes.

This image depicts a flowchart or process map with multiple interconnected nodes representing different stages or resources. The nodes are color-coded, with green indicating "Released," blue for specific processes or statuses, orange for ongoing operations, and gray for different steps in the workflow. The chart has various labels, showing durations and lead times between the stages (e.g., "3 days," "5 hours," "instant"). A pop-up box shows detailed statistics for a particular node (labeled "56000" and "LO005"), including average, maximum, and minimum durations, as well as actual vs. scheduled data and work order information. The layout illustrates the flow and timing between different processes.

With these two tools incorporated into Intuiflow—system load graph and process mining analysis—we can quickly identify likely constraints. Of course, this approach requires discussions with operational staff to validate the relevance of the constraints, but it doesn’t take long to get all stakeholders to agree based on factual data.

We are now ready to move on to “2 – Exploit” in a future episode of this blog. Stay tuned.

Coming Next:

  • Exploit
  • Subordinate
  • Elevate
  • Repeat

Follow our blog thread to learn more about how to implement strategies to optimize your supply chain.

Get in Touch

Share This Story, Choose Your Platform!

Facebook
Twitter
LinkedIn

Recent Posts

Sign up to our Newsletter

You may also enjoy